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ISO37301 Compliance management systems

The core of a compliance management system is compliance, which means that a company's business activities are consistent with laws, rules, and guidelines. It can help organizations establish and maintain the integrity of compliance management, and comply with all applicable laws, regulations, rules, and basic ethics in a systematic, structured, and proactive manner; At the same time, it can also help organizations discover the potential for improvement and further enhance their ability to govern enterprises in accordance with the law and operate in compliance.

Enterprise compliance management system certification can add points to the company's image and can also earn points in some international and domestic bidding and procurement. In addition, it is possible to improve the compliance system and regulations of enterprises, introduce practical experience and mature templates into the construction of enterprise compliance systems, and avoid many detours; Prove to shareholders, management, clients, and employees that the company has a serious attitude and management level towards compliance, and improve its competitiveness.

Due to the constant changes in national laws and industry regulations, maintaining the latest consistency with applicable laws and regulations is an endless task.

Continuously maintaining the TUVHD certification mark is not only a manifestation of organizational compliance, but also a guarantee of organizational compliance.


Value and Benefits

  1. Enhance trust: demonstrate the organization's commitment to compliance to stakeholders;
  2. Risk management: Protecting organizational assets by identifying and reducing compliance risks;
  3. Competitive advantage: stand out in the market, especially in highly regulated industries;
  4. Continuous improvement: continuously optimize the compliance management system through regular audits and evaluations;
  5. Legal compliance: Ensure that the organization complies with all relevant laws and regulations;
  6. When there are violations and disputes, the implementation and IS037301 standard can serve as evidence for due diligence;
  7. Can obtain the help of professional certification bodies, continuously improve the methods and measures of organizational compliance management, continuously enhance the level of organizational compliance management, and maintain the continuous effectiveness of the organizational compliance management system;
  8. Can help organizations establish a culture of integrity, transparency, and openness in compliance;
  9. It can to some extent regulate the market, rectify the market environment, and  bad practices.

Certification scope

Compliance management system certification is applicable to almost all industries, especially those facing strict legal and regulatory requirements, such as:
  1. Financial services industry: banks, insurance companies, securities companies, investment funds, etc;
  2. Healthcare industry: hospitals, clinics, pharmaceutical companies, medical equipment manufacturers, etc;
  3. Information technology and Internet industry;
  4. Manufacturing industry: including automotive, aviation, chemical and other industries;
  5. Energy industry: oil, natural gas, electricity, etc;
  6. Public sector and government agencies: need to comply with public service regulations, transparency, and accountability requirements;
  7. Education and training institutions: must comply with student privacy protection regulations and educational standards;
  8. Retail and consumer goods industries: need to comply with consumer rights protection regulations and product safety standards;
  9. Other industries.

Certificate Sample

  • Compliance management systems certificate

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